Legal Compliance Audit/ Regulatory Compliance for your Organization

Qwinlaw is a leading law firm providing research based legal compliance audit in India. You may ask us to do  Legal and regulatory compliance Audit for your firm internally to see whether your business is adequately supported by the regulatory framework of India. We will have a one to one discussion with you regarding your business and you may disclose to us the permission you have taken for your business.

Qwinlaw can carry out an internal legal compliance audit (a “health-check”) on your business to ensure that you have all the necessary documents, terms and conditions and contracts in place so that when you are scrutinized by a third party (for example a regulatory check by RBI /SEBI or a through compliance due diligence by any credit agencies or similar check) you can minimize the risk of any discounting on the value of your business through lack of proper documentation.

How do we do it?

After the identification of the level of compliance of an organisation, we prepare a Compliance Audit Checklist (CAC) covering all relevent laws applicable to the target unit. The compliance audit checklist is divided into 4 main parts:

1. List of registers, Abstract, Notices, Returns
2. HR related acts and regulations
3. Engineering and environmetal laws
4. Taxation

This acts as a guideline but not an exhaustive limit for audit team. This type of periodical check-up will prevent your business from landing up in regulatory troubles or lengthy, time-consuming and expensive litigation for any third-party rights which may jeopardize your attention to your core business.

What you can expect from us

Qwinlaw is an audit firm in India. We do the regulatory compliance audit program in which we examine your regulatory Approvals and notify you whether there is any incomplete process or any non-compliance. We further assist you to do Legal Compliance audit as needed by interacting with various regulators and complete the formalities of compliance’s, if needed. We can help you with continuous monitoring of your regulatory health by intimating you the timing of regulatory filing in India and also will be able to assist you through Regulatory Compliance management.

QLC ensures that you catch up with a regulatory time frame for the regulatory filings.

What we expect from you

We expect full co-operation and full disclosure of regulatory health of your organization. If there is a need for any regulatory compliance in India, you shall provide all the required data for regulatory compliance audit program. You may avail of this service by making an appointment with the Online consultation page and complete the formalities for the appointment and upload your documents once your registration process is complete.